The following is a list of Falconhead personnel, other than administrative personnel, who may be primarily responsible for communicating with or soliciting public pension fund investors and their officials, advisers, fiduciaries and employees and whose standard professional duties may include contact with such investors and their officials, advisers, fiduciaries and employees for such purposes.
David Moross, Founder, Chairman & CEO
David Gubbay, General Partner
None of the individuals listed above is currently registered as a lobbyist (or has been during the past two years) with any state or federal government. Prior to 2013, Falconhead Capital, LLC was registered as a lobbyist with New York City (and Messrs. Moross and Gubbay were listed as employees who may engage in lobbying activity on behalf of Falconhead with New York City) and as a lobbyist employer with the California Secretary of State.